Investments Overview

Offerings of Investments are provided for under the Investment Dealers (Licensing) Ordinance 2001 (IDLO) and the Mutual Funds Ordinance 1998 (MFO) which give the Financial Services Commission (the Commission) responsibility for the licensing, supervision and regulation of Investment Dealers and Mutual Fund and Mutual Fund Administrators respectively.

Investment Dealers and Mutual Funds are also regulated by the Commission in accordance with The Financial Services Commission Ordinance 2007; Proceeds of Crime Anti-Money Laundering and Prevention of Terrorist Financing Regulations 2010; the Anti-Money Laundering and Prevention of Terrorist Financing Code 2011; and the Company's Ordinance as amended.